I.
Is the United States in decline, as so
many seem to believe these days? Or are Americans in danger
of committing pre-emptive superpower suicide out of a
misplaced fear of their own declining power? A great deal
depends on the answer to these questions. The present world
order—characterized
by an unprecedented number of democratic nations; a greater
global prosperity, even with the current crisis, than the
world has ever known; and a long peace among great powers—reflects
American principles and preferences, and was built and
preserved by American power in all its political, economic,
and military dimensions. If American power declines, this
world order will decline with it. It will be replaced by
some other kind of order, reflecting the desires and the
qualities of other world powers. Or perhaps it will simply
collapse, as the European world order collapsed in the first
half of the twentieth century. The belief, held by many,
that even with diminished American power “the underlying
foundations of the liberal international order will survive
and thrive,” as the political scientist G. John Ikenberry
has argued, is a pleasant illusion. American decline, if it
is real, will mean a different world for everyone.
But how real is it? Much of the commentary
on American decline these days rests on rather loose
analysis, on impressions that the United States has lost its
way, that it has abandoned the virtues that made it
successful in the past, that it lacks the will to address
the problems it faces. Americans look at other nations whose
economies are now in better shape than their own, and seem
to have the dynamism that America once had, and they lament,
as in the title of Thomas Friedman’s latest book, that “that
used to be us.”
The perception of decline today is
certainly understandable, given the dismal economic
situation since 2008 and the nation’s large fiscal deficits,
which, combined with the continuing growth of the Chinese,
Indian, Brazilian, Turkish, and other economies, seem to
portend a significant and irreversible shift in global
economic power. Some of the pessimism is also due to the
belief that the United States has lost favor, and therefore
influence, in much of the world, because of its various
responses to the attacks of September 11. The detainment
facilities at Guantánamo, the use of torture against
suspected terrorists, and the widely condemned invasion of
Iraq in 2003 have all tarnished the American “brand” and put
a dent in America’s “soft power”—its
ability to attract others to its point of view. There have
been the difficult wars in Iraq and Afghanistan, which many
argue proved the limits of military power, stretched the
United States beyond its capacities, and weakened the nation
at its core. Some compare the United States to the British
Empire at the end of the nineteenth century, with the Iraq
and Afghanistan wars serving as the equivalent of Britain’s
difficult and demoralizing Boer War.
With this broad perception of decline as
the backdrop, every failure of the United States to get its
way in the world tends to reinforce the impression. Arabs
and Israelis refuse to make peace, despite American
entreaties. Iran and North Korea defy American demands that
they cease their nuclear weapons programs. China refuses to
let its currency rise. Ferment in the Arab world spins out
of America’s control. Every day, it seems, brings more
evidence that the time has passed when the United States
could lead the world and get others to do its bidding.
Powerful as this sense of decline may be,
however, it deserves a more rigorous examination. Measuring
changes in a nation’s relative power is a tricky business,
but there are some basic indicators: the size and the
influence of its economy relative to that of other powers;
the magnitude of military power compared with that of
potential adversaries; the degree of political influence it
wields in the international system—all
of which make up what the Chinese call “comprehensive
national power.” And there is the matter of time. Judgments
based on only a few years’ evidence are problematic. A great
power’s decline is the product of fundamental changes in the
international distribution of various forms of power that
usually occur over longer stretches of time. Great powers
rarely decline suddenly. A war may bring them down, but even
that is usually a symptom, and a culmination, of a longer
process.
The decline of the British Empire, for
instance, occurred over several decades. In 1870, the
British share of global manufacturing was over 30 percent.
In 1900, it was 20 percent. By 1910, it was under 15 percent—well
below the rising United States, which had climbed over the
same period from more than 20 percent to more than 25
percent; and also less than Germany, which had lagged far
behind Britain throughout the nineteenth century but had
caught and surpassed it in the first decade of the twentieth
century. Over the course of that period, the British navy
went from unchallenged master of the seas to sharing control
of the oceans with rising naval powers. In 1883, Britain
possessed more battleships than all the other powers
combined. By 1897, its dominance had been eclipsed. British
officials considered their navy “completely outclassed” in
the Western hemisphere by the United States, in East Asia by
Japan, and even close to home by the combined navies of
Russia and France—and
that was before the threatening growth of the German navy.
These were clear-cut, measurable, steady declines in two of
the most important measures of power over the course of a
half-century.
SOME OF THE ARGUMENTS for America’s
relative decline these days would be more potent if they had
not appeared only in the wake of the financial crisis of
2008. Just as one swallow does not make a spring, one
recession, or even a severe economic crisis, need not mean
the beginning of the end of a great power. The United States
suffered deep and prolonged economic crises in the 1890s,
the 1930s, and the 1970s. In each case, it rebounded in the
following decade and actually ended up in a stronger
position relative to other powers than before the crisis.
The 1910s, the 1940s, and the 1980s were all high points of
American global power and influence.
Less than a decade ago, most observers
spoke not of America’s decline but of its enduring primacy.
In 2002, the historian Paul Kennedy, who in the late 1980s
had written a much-discussed book on “the rise and fall of
the great powers,” America included, declared that never in
history had there been such a great “disparity of power” as
between the United States and the rest of the world.
Ikenberry agreed that “no other great power” had held “such
formidable advantages in military, economic, technological,
cultural, or political capabilities.... The preeminence of
American power” was “unprecedented.” In 2004, the pundit
Fareed Zakaria described the United States as enjoying a
“comprehensive uni-polarity” unlike anything seen since
Rome. But a mere four years later Zakaria was writing about
the “post-American world” and “the rise of the rest,” and
Kennedy was discoursing again upon the inevitability of
American decline. Did the fundamentals of America’s relative
power shift so dramatically in just a few short years?
The answer is no. Let’s start with the
basic indicators. In economic terms, and even despite the
current years of recession and slow growth, America’s
position in the world has not changed. Its share of the
world’s GDP has held remarkably steady, not only over the
past decade but over the past four decades. In 1969, the
United States produced roughly a quarter of the world’s
economic output. Today it still produces roughly a quarter,
and it remains not only the largest but also the richest
economy in the world. People are rightly mesmerized by the
rise of China, India, and other Asian nations whose share of
the global economy has been climbing steadily, but this has
so far come almost entirely at the expense of Europe and
Japan, which have had a declining share of the global
economy.
Optimists about China’s development predict that it will
overtake the United States as the largest economy in the
world sometime in the next two decades. This could mean that
the United States will face an increasing challenge to its
economic position in the future. But the sheer size of an
economy is not by itself a good measure of overall power
within the international system. If it were, then early
nineteenth-century China, with what was then the world’s
largest economy, would have been the predominant power
instead of the prostrate victim of smaller European nations.
Even if China does reach this pinnacle again—and
Chinese leaders face significant obstacles to sustaining the
country’s growth indefinitely—it
will still remain far behind both the United States and
Europe in terms of per capita GDP.
Military capacity matters, too, as early
nineteenth-century China learned and Chinese leaders know
today. As Yan
Xuetong recently noted, “military strength underpins
hegemony.” Here the United States remains unmatched. It is
far and away the most powerful nation the world has ever
known, and there has been no decline in America’s relative
military capacity—at
least not yet. Americans currently spend less than $600
billion a year on defense, more than the rest of the other
great powers combined. (This figure does not include the
deployment in Iraq, which is ending, or the combat forces in
Afghanistan, which are likely to diminish steadily over the
next couple of years.) They do so, moreover, while consuming
a little less than 4 percent of GDP annually—a
higher percentage than the other great powers, but in
historical terms lower than the 10 percent of GDP that the
United States spent on defense in the mid-1950s and the 7
percent it spent in the late 1980s. The superior
expenditures underestimate America’s actual superiority in
military capability. American land and air forces are
equipped with the most advanced weaponry, and are the most
experienced in actual combat. They would defeat any
competitor in a head-to-head battle. American naval power
remains predominant in every region of the world.
By these military and economic measures,
at least, the United States today is not remotely like
Britain circa 1900, when that empire’s relative decline
began to become apparent. It is more like Britain circa
1870, when the empire was at the height of its power. It is
possible to imagine a time when this might no longer be the
case, but that moment has not yet arrived.
BUT WHAT ABOUT the “rise of the rest”—the
increasing economic clout of nations like China, India,
Brazil, and Turkey? Doesn’t that cut into American power and
influence? The answer is, it depends. The fact that other
nations in the world are enjoying periods of high growth
does not mean that America’s position as the predominant
power is declining, or even that “the rest” are catching up
in terms of overall power and influence. Brazil’s share of
global GDP was a little over 2 percent in 1990 and remains a
little over 2 percent today. Turkey’s share was under 1
percent in 1990 and is still under 1 percent today. People,
and especially businesspeople, are naturally excited about
these emerging markets, but just because a nation is an
attractive investment opportunity does not mean it is a
rising great power. Wealth matters in international
politics, but there is no simple correlation between
economic growth and international influence. It is not clear
that a richer India today wields greater influence on the
global stage than a poorer India did in the 1950s under
Nehru, when it was the leader of the Non-Aligned Movement,
or that Turkey, for all the independence and flash of Prime
Minister Recep Tayyip Erdoğan, really wields more influence
than it did a decade ago.
As for the effect of these growing
economies on the position of the United States, it all
depends on who is doing the growing. The problem for the
British Empire at the beginning of the twentieth century was
not its substantial decline relative to the United States, a
generally friendly power whose interests did not
fundamentally conflict with Britain’s. Even in the Western
hemisphere, British trade increased as it ceded dominance to
the United States. The problem was Britain’s decline
relative to Germany, which aimed for supremacy on the
European continent, and sought to compete with Britain on
the high seas, and in both respects posed a threat to
Britain’s core security. In the case of the United States,
the dramatic and rapid rise of the German and Japanese
economies during the Cold War reduced American primacy in
the world much more than the more recent “rise of the rest.”
America’s share of the world’s GDP, nearly 50 percent after
World War II, fell to roughly 25 percent by the early 1970s,
where it has remained ever since. But that “rise of the
rest” did not weaken the United States. If anything, it
strengthened it. Germany and Japan were and are close
democratic allies, key pillars of the American world order.
The growth of their economies actually shifted the balance
irretrievably against the Soviet bloc and helped bring about
its demise.
When gauging the impact of the growing
economies of other countries today, one has to make the same
kinds of calculations. Does the growth of the Brazilian
economy, or of the Indian economy, diminish American global
power? Both nations are friendly, and India is increasingly
a strategic partner of the United States. If America’s
future competitor in the world is likely to be China, then a
richer and more powerful India will be an asset, not a
liability, to the United States. Overall, the fact that
Brazil, India, Turkey, and South Africa are enjoying a
period of economic growth—which
may or may not last indefinitely—is
either irrelevant to America’s strategic position or of
benefit to it. At present, only the growth of China’s
economy can be said to have implications for American power
in the future, and only insofar as the Chinese translate
enough of their growing economic strength into military
strength.
II.
IF THE UNITED STATES is not suffering
decline in these basic measures of power, isn’t it true that
its influence has diminished, that it is having a harder
time getting its way in the world? The almost universal
assumption is that the United States has indeed lost
influence. Whatever the explanation may be—American
decline, the “rise of the rest,” the apparent failure of the
American capitalist model, the dysfunctional nature of
American politics, the increasing complexity of the
international system—it
is broadly accepted that the United States can no longer
shape the world to suit its interests and ideals as it once
did. Every day seems to bring more proof, as things happen
in the world that seem both contrary to American interests
and beyond American control.
And of course it is true that the United
States is not able to get what it wants much of the time.
But then it never could. Much of today’s impressions about
declining American influence are based on a nostalgic
fallacy: that there was once a time when the United States
could shape the whole world to suit its desires, and could
get other nations to do what it wanted them to do, and, as
the political scientist Stephen M. Walt put it, “manage the
politics, economics and security arrangements for nearly the
entire globe.”
If we are to gauge America’s relative
position today, it is important to recognize that this image
of the past is an illusion. There never was such a time. We
tend to think back on the early years of the Cold War as a
moment of complete American global dominance. They were
nothing of the sort. The United States did accomplish
extraordinary things in that era: the Marshall Plan, the
NATO alliance, the United Nations, and the Bretton Woods
economic system all shaped the world we know today. Yet for
every great achievement in the early Cold War, there was at
least one equally monumental setback.
During the Truman years, there was the
triumph of the Communist Revolution in China in 1949, which
American officials regarded as a disaster for American
interests in the region and which did indeed prove costly;
if nothing else, it was a major factor in spurring North
Korea to attack the South in 1950. But as Dean Acheson
concluded, “the ominous result of the civil war in China”
had proved “beyond the control of the ... United States,”
the product of “forces which this country tried to influence
but could not.” A year later came the unanticipated and
unprepared-for North Korean attack on South Korea, and
America’s intervention, which, after more than 35,000
American dead and almost 100,000 wounded, left the situation
almost exactly as it had been before the war. In 1949, there
came perhaps the worst news of all: the Soviet acquisition
of the atomic bomb and the end of the nuclear monopoly on
which American military strategy and defense budgeting had
been predicated.
A year later, NSC-68, the famous strategy
document, warned of the growing gap between America’s
military strength and its global strategic commitments. If
current trends continued, it declared, the result would be
“a serious decline in the strength of the free world
relative to the Soviet Union and its satellites.” The
“integrity and vitality of our system,” the document stated,
was “in greater jeopardy than ever before in our history.”
Douglas MacArthur, giving the keynote address at the
Republican National Convention in 1952, lamented the
“alarming change in the balance of world power,” “the rising
burden of our fiscal commitments,” the ascendant power of
the Soviet Union, “and our own relative decline.” In 1957,
the Gaither Commission reported that the Russian economy was
growing at a much faster pace than that of the United States
and that by 1959 Russia would be able to hit American soil
with one hundred intercontinental ballistic missiles,
prompting Sam Rayburn, the speaker of the House, to ask,
“What good are a sound economy and a balanced budget if we
lose our national lives and Russian rubles become the coin
of the land?”
Nor was the United States always able to
persuade others, even its closest allies, to do what it
wanted, or to refrain from doing what it did not want. In
1949, Acheson tried and failed to prevent European allies,
including the British, from recognizing Communist China. In
1954, the Eisenhower administration failed to get its way at
the Geneva Conference on Vietnam and refused to sign the
final accords. Two years later it tried to prevent the
British, the French, and the Israelis from invading Egypt
over the closure of the Suez Canal, only to see them launch
an invasion without so much as a heads-up to Washington.
When the United States confronted China over the islands of
Quemoy and Matsu, the Eisenhower administration tried and
failed to get a show of support from European allies,
prompting John Foster Dulles to fear that NATO was
“beginning to fall apart.” By the late 1950s, Mao believed
the United States was a superpower in decline, “afraid of
taking on new involvements in the Third World and
increasingly incapable of maintaining its hegemony over the
capitalist countries.”
BUT WHAT ABOUT “soft power”? Wasn’t it
true, as the political scientist Joseph S. Nye Jr. has
argued, that the United States used to be able to “get what
it wanted in the world” because of the “values expressed” by
American culture as reflected through television, movies,
and music, and because of the attractiveness of America’s
domestic and foreign policies? These elements of soft power
made other peoples around the world want to follow the
United States, “admiring its values, emulating its example,
aspiring to its level of prosperity and openness.”
Again, the historical truth is more
complicated. During the first three decades after World War
II, great portions of the world neither admired the United
States nor sought to emulate it, and were not especially
pleased at the way it conducted itself in international
affairs. Yes, American media were spreading American
culture, but they were spreading images that were not always
flattering. In the 1950s the world could watch televised
images of Joseph McCarthy and the hunt for Communists in the
State Department and Hollywood. American movies depicted the
suffocating capitalist conformism of the new American
corporate culture. Best-selling novels such as The Ugly
American painted a picture of American bullying and
boorishness. There were the battles over segregation in the
1950s and 1960s, the globally transmitted images of whites
spitting at black schoolchildren and police setting their
dogs on black demonstrators. (That “used to be us,” too.)
The racism of America was practically “ruining” the American
global image, Dulles feared, especially in the so-called
Third World. In the late 1960s and early 1970s came the
Watts riots, the assassinations of Martin Luther King Jr.
and Robert Kennedy, the shootings at Kent State, and then
the government-shaking scandal of Watergate. These were not
the kinds of images likely to endear the United States to
the world, no matter how many Jerry Lewis and Woody Allen
movies were playing in Parisian cinemas.
Nor did much of the world find American
foreign policy especially attractive during these years.
Eisenhower yearned “to get some of the people in these
down-trodden countries to like us instead of hating us,” but
the CIA-orchestrated overthrows of Mohammed Mossadegh in
Iran and Jacobo Arbenz in Guatemala did not help. In 1957,
demonstrators attacked the vice president’s motorcade in
Venezuela, shouting, “Go away, Nixon!” “Out, dog!” “We won’t
forget Guatemala!” In 1960, Khrushchev humiliated Eisenhower
by canceling a summit when an American spy plane was shot
down over Russia. Later that year, on his way to a
“goodwill” visit in Tokyo, Eisenhower had to turn back in
mid-flight when the Japanese government warned it could not
guarantee his security against students protesting American
“imperialism.”
Eisenhower’s Democratic successors fared
little better. John F. Kennedy and his wife were beloved for
a time, but America’s glow faded after his assassination.
Lyndon Johnson’s invasion of the Dominican Republic in 1965
was widely condemned not only in Latin America but also by
European allies. De Gaulle warned American officials that
the United States, like “all countries that had overwhelming
power,” had come “to believe that force would solve
everything” and would soon learn this was “not the case.”
And then, of course, came Vietnam—the
destruction, the scenes of napalm, the My Lai massacre, the
secret incursion into Cambodia, the bombing of Hanoi, and
the general perception of a Western colonialist superpower
pounding a small but defiant Third World country into
submission. When Johnson’s vice president, Hubert Humphrey,
visited West Berlin in 1967, the American cultural center
was attacked, thousands of students protested American
policies, and rumors swirled of assassination attempts. In
1968, when millions of Europe’s youth took to the streets,
they were not expressing their admiration for American
culture.
Nor were the great majority of nations
around the world trying to emulate the American system. In
the first decades of the Cold War, many were attracted to
the state-controlled economies of the Soviet Union and
China, which seemed to promise growth without the messy
problems of democracy. The economies of the Soviet bloc had
growth rates as high as those in the West throughout much of
this period, largely due to a state-directed surge in heavy
industry. According to Allen Dulles, the CIA director, many
leaders in the Third World believed that the Soviet system
“might have more to offer in the way of quick results than
the U.S. system.” Dictators such as Egypt’s Nasser and
Indonesia’s Sukarno found the state-dominated model
especially attractive, but so did India’s Nehru. Leaders of
the emerging Non-Aligned Movement—Nehru,
Nasser, Tito, Sukarno, Nkrumah—expressed
little admiration for American ways.
After the death of Stalin, moreover, both
the Soviet Union and China engaged in hot competition to win
over the Third World, taking “goodwill tours” and providing
aid programs of their own. Eisenhower reflected that “the
new Communist line of sweetness and light was perhaps more
dangerous than their propaganda in Stalin’s time.” The
Eisenhower, Kennedy, and Johnson administrations worried
constantly about the leftward tilt of all these nations, and
lavished development aid on them in the hope of winning
hearts and minds. They found that the aid, while eagerly
accepted, guaranteed neither allegiance nor appreciation.
One result of Third World animosity was that the United
States steadily lost influence at the United Nations after
1960. Once the place where the American war in Korea was
legitimized, from the 1960s until the end of the Cold War
the U.N. General Assembly became a forum for constant
expressions of anti-Americanism.
In the late 1960s, Henry Kissinger
despaired of the future. The “increased fragmentation of
power, the greater diffusion of political activity, and the
more complicated patterns of international conflict and
alignment,” he wrote to Nixon, had sharply reduced the
capacity of both superpowers to influence “the actions of
other governments.” And things only seemed to get more
difficult as the 1970s unfolded. The United States withdrew
from Vietnam in defeat, and the world watched the first-ever
resignation of an American president mired in scandal. And
then, perhaps as significant as all the rest, world oil
prices went through the roof.
THE LAST PROBLEM pointed to a significant
new difficulty: the inability of the United States to wield
influence effectively in the Middle East. Today people point
to America’s failure to bring Israelis and Palestinians to a
negotiated settlement, or to manage the tumultuous Arab
Awakening, as a sign of weakness and decline. But in 1973
the United States could not even prevent the major powers in
the Middle East from engaging in all-out war. When Egypt and
Syria launched their surprise attack on Israel, it was a
surprise to Washington as well. The United States eventually
had to go on nuclear alert to deter Soviet intervention in
the conflict. The war led to the oil embargo, the
establishment of OPEC as a major force in world affairs, and
the sudden revelation that, as historian Daniel Yergin put
it, “the United States itself was now, finally, vulnerable.”
The “world’s foremost superpower” had been “thrown on the
defensive, humiliated, by a handful of small nations.” Many
Americans “feared that the end of an era was at hand.”
In the 1970s, the dramatic rise in oil
prices, coupled with American economic policies during the
Vietnam War, led the American economy into a severe crisis.
Gross national product fell by 6 percent between 1973 and
1975. Unemployment doubled from 4.5 percent to 9 percent.
The American people suffered through gas lines and the new
economic phenomenon of stagflation, combining a stagnant
economy with high inflation. The American economy went
through three recessions between 1973 and 1982. The “energy
crisis” was to Americans then what the “fiscal crisis” is
today. In his first televised address to the nation, Jimmy
Carter called it “the greatest challenge our country will
face during our lifetimes.” It was especially humiliating
that the crisis was driven in part by two close American
allies, the Saudi royal family and the Shah of Iran. As
Carter recalled in his memoirs, the American people “deeply
resented that the greatest nation on earth was being jerked
around by a few desert states.”
The low point came in 1979, when the Shah
was overthrown, the radical Islamic revolution led by
Ayatollah Khomeini came to power, and fifty-two Americans
were taken hostage and held for more than a year. The
hostage crisis, as Yergin has observed, “transmitted a
powerful message: that the shift of power in the world oil
market in the 1970s was only part of a larger drama that was
taking place in global politics. The United States and the
West, it seemed to say, were truly in decline, on the
defensive, and, it appeared, unable to do anything to
protect their interests, whether economic or political.”
IF ONE WANTED to make a case for American
decline, the 1970s would have been the time to do it; and
many did. The United States, Kissinger believed, had
evidently “passed its historic high point like so many
earlier civilizations.... Every civilization that has ever
existed has ultimately collapsed. History is a tale of
efforts that failed.” It was in the 1970s that the American
economy lost its overwhelming primacy, when the American
trade surplus began to turn into a trade deficit, when
spending on entitlements and social welfare programs
ballooned, when American gold and monetary reserves were
depleted.
With economic difficulties came political
and strategic insecurity. First came the belief that the
tide of history was with the Soviet Union. Soviet leaders
themselves believed the “correlation of forces” favored
communism; the American defeat and withdrawal from Vietnam
led Soviet officials, for the first time, to believe they
might actually “win” in the long Cold War struggle. A decade
later, in 1987, Paul Kennedy depicted both superpowers as
suffering from “imperial overstretch,” but suggested that it
was entirely possible that the United States would be the
first to collapse, following a long historical tradition of
exhausted and bankrupt empires. It had crippled itself by
spending too much on defense and taking on too many
far-flung global responsibilities. But within two years the
Berlin Wall fell, and two years after that the Soviet Union
collapsed. The decline turned out to be taking place
elsewhere.
THEN THERE WAS the miracle economy of
Japan. A “rise of the rest” began in the late 1970s and
continued over the next decade and a half, as Japan, along
with the other “Asian tigers,” South Korea, Singapore, and
Taiwan, seemed about to eclipse the United States
economically. In 1989, the journalist James Fallows argued
that the Japanese state-directed economy was plainly
superior to the more laissez-faire capitalism of the United
States and was destined to surpass it. Japan was to be the
next superpower. While the United States had bankrupted
itself fighting the Cold War, the Japanese had been busy
taking all the marbles. As the analyst Chalmers Johnson put
it in 1995, “The Cold War is over, and Japan won.” Even as
Johnson typed those words, the Japanese economy was
spiraling downward into a period of stagnation from which it
has still not recovered.
With the Soviet Union gone and China yet
to demonstrate the staying power of its economic boom, the
United States suddenly appeared to be the world’s “sole
superpower.” Yet even then it was remarkable how
unsuccessful the United States was in dealing with many
serious global problems. The Americans won the Gulf War,
expanded NATO eastward, eventually brought peace to the
Balkans, after much bloodshed, and, through most of the
1990s, led much of the world to embrace the “Washington
consensus” on economics—but
some of these successes began to unravel, and were matched
by equally significant failures. The Washington consensus
began to collapse with the Asian financial crisis of 1997,
where American prescriptions were widely regarded as
mistaken and damaging. The United States failed to stop or
even significantly to retard the nuclear weapons programs of
North Korea and Iran, despite repeatedly declaring its
intention to do so. The sanctions regime imposed against
Saddam Hussein’s Iraq was both futile and, by the end of the
decade, collapsing. The United States, and the world, did
nothing to prevent the genocide in Rwanda, partly because a
year earlier the United States had been driven out of
Somalia after a failed military intervention. One of the
most important endeavors of the United States in the 1990s
was the effort to support a transition in post-Soviet Russia
to democracy and free-market capitalism. But despite
providing billions of dollars and endless amounts of advice
and expertise, the United States found events in Russia once
again to be beyond its control.
Nor were American leaders, even in the
supposed heyday of global predominance, any more successful
in solving the Israeli-Palestinian problem than they are
today. Even with a booming economy and a well-liked
president earnestly working to achieve a settlement, the
Clinton administration came up empty-handed. As the former
Middle East peace negotiator Aaron David Miller recounts,
Bill Clinton “cared more about and invested more time and
energy in Arab-Israeli peace over a longer period of time
than any of his predecessors,” and was admired and
appreciated by both Israelis and Palestinians—and
yet he held “three summits within six months and fail[ed] at
every one.” Clinton’s term ended with the collapse of peace
talks and the beginning of the second Palestinian intifada.
Even popularity was elusive in the 1990s.
In 1999, Samuel P. Huntington labeled America the “lonely
superpower,” widely hated across the globe for its
“intrusive, interventionist, exploitative, unilateralist,
hegemonic, hypocritical” behavior. The French foreign
minister decried the “hyperpower” and openly yearned for a
“multipolar” world in which the United States would no
longer be dominant. A British diplomat told Huntington: “One
reads about the world’s desire for American leadership only
in the United States. Everywhere else one reads about
American arrogance and unilateralism.”
THIS WAS NONSENSE, of course. Contrary to
the British diplomat’s claim, many other countries did look
to the United States for leadership, and for protection and
support, in the 1990s and throughout the Cold War. The point
is not that America always lacked global influence. From
World War II onward, the United States was indeed the
predominant power in the world. It wielded enormous
influence, more than any great power since Rome, and it
accomplished much. But it was not omnipotent—far
from it. If we are to gauge accurately whether the United
States is currently in decline, we need to have a reasonable
baseline from which to measure. To compare American
influence today with a mythical past of overwhelming
dominance can only mislead us.
Today the United States lacks the ability
to have its way on many issues, but this has not prevented
it from enjoying just as much success, and suffering just as
much failure, as in the past. For all the controversy, the
United States has been more successful in Iraq than it was
in Vietnam. It has been just as incapable of containing
Iranian nuclear ambitions as it was in the 1990s, but it
has, through the efforts of two administrations, established
a more effective global counter-proliferation network. Its
efforts to root out and destroy Al Qaeda have been
remarkably successful, especially when compared with the
failures to destroy terrorist networks and stop terrorist
attacks in the 1990s—failures
that culminated in the attacks of September 11. The ability
to employ drones is an advance over the types of weaponry—cruise
missiles and air strikes—that
were used to target terrorists and facilities in previous
decades. Meanwhile America’s alliances in Europe remain
healthy; it is certainly not America’s fault that Europe
itself seems weaker than it once was. American alliances in
Asia have arguably grown stronger over the past few years,
and the United States has been able to strengthen relations
with India that had previously been strained.
So the record is mixed, but it has always
been mixed. There have been moments when the United States
was more influential than today and moments when it was less
influential. The exertion of influence has always been a
struggle, which may explain why, in every single decade
since the end of World War II, Americans have worried about
their declining influence and looked nervously as other
powers seemed to be rising at their expense. The
difficulties in shaping the international environment in any
era are immense. Few powers even attempt it, and even the
strongest rarely achieve all or even most of their goals.
Foreign policy is like hitting a baseball: if you fail 70
percent of the time, you go to the Hall of Fame.
III.
The challenges today are great, and the
rise of China is the most obvious of them. But they are not
greater than the challenges the United States faced during
the Cold War. Only in retrospect can the Cold War seem easy.
Americans at the end of World War II faced a major strategic
crisis. The Soviet Union, if only by virtue of its size and
location, seemed to threaten vital strategic centers in
Europe, the Middle East, and East Asia. In all these
regions, it confronted nations devastated and prostrate from
the war. To meet this challenge, the United States had to
project its own power, which was great but limited, into
each of those regions. It had to form alliances with local
powers, some of them former enemies, and provide them with
economic, political, and military assistance to help them
stand on their own feet and resist Soviet pressure. In the
Cold War, the Soviets wielded influence and put pressure on
American interests merely by standing still, while the
United States had to scramble. It is worth recalling that
this strategy of “containment,” now hallowed by its apparent
success, struck some influential observers at the time as
entirely unworkable. Walter Lippmann attacked it as
“misconceived,” based on “hope,” conceding the “strategic
initiative” to the Soviets while the United States exhausted
its resources trying to establish “satellite states, puppet
governments” that were weak, ineffective, and unreliable.
Today, in the case of China, the situation
is reversed. Although China is and will be much richer, and
will wield greater economic influence in the world than the
Soviet Union ever did, its geostrategic position is more
difficult. World War II left China in a comparatively weak
position from which it has been working hard to recover ever
since. Several of its neighbors are strong nations with
close ties to the United States. It will have a hard time
becoming a regional hegemon so long as Taiwan remains
independent and strategically tied to the United States, and
so long as strong regional powers such as Japan, Korea, and
Australia continue to host American troops and bases. China
would need at least a few allies to have any chance of
pushing the United States out of its strongholds in the
western Pacific, but right now it is the United States that
has the allies. It is the United States that has its troops
deployed in forward bases. It is the United States that
currently enjoys naval predominance in the key waters and
waterways through which China must trade. Altogether,
China’s task as a rising great power, which is to push the
United States out of its present position, is much harder
than America’s task, which is only to hold on to what it
has.
Can the United States do that? In their
pessimistic mood today, some Americans doubt that it can.
Indeed, they doubt whether the United States can afford to
continue playing in any part of the world the predominant
role that it has played in the past. Some argue that while
Paul Kennedy’s warning of imperial overstretch may not have
been correct in 1987, it accurately describes America’s
current predicament. The fiscal crisis, the deadlocked
political system, the various maladies of American society
(including wage stagnation and income inequality), the
weaknesses of the educational system, the deteriorating
infrastructure—all
of these are cited these days as reasons why the United
States needs to retrench internationally, to pull back from
some overseas commitments, to focus on “nation building at
home” rather than try to keep shaping the world as it has in
the past.
AGAIN, THESE common assumptions require
some examination. For one thing, how “overstretched” is the
United States? The answer, in historical terms, is not
nearly as much as people imagine. Consider the
straightforward matter of the number of troops that the
United States deploys overseas. To listen to the debate
today, one might imagine there were more American troops
committed abroad than ever before. But that is not remotely
the case. In 1953, the United States had almost one million
troops deployed overseas—325,000
in combat in Korea and more than 600,000 stationed in
Europe, Asia, and elsewhere. In 1968, it had over one
million troops on foreign soil—537,000
in Vietnam and another half million stationed elsewhere. By
contrast, in the summer of 2011, at the height of America’s
deployments in its two wars, there were about 200,000 troops
deployed in combat in Iraq and Afghanistan combined, and
another roughly 160,000 troops stationed in Europe and East
Asia. Altogether, and including other forces stationed
around the world, there were about 500,000 troops deployed
overseas. This was lower even than the peacetime deployments
of the Cold War. In 1957, for instance, there were over
750,000 troops deployed overseas. Only in the decade between
the breakup of the Soviet empire and the attacks of
September 11 was the number of deployed forces overseas
lower than it is today. The comparison is even more striking
if one takes into account the growth of the American
population. When the United States had one million troops
deployed overseas in 1953, the total American population was
only 160 million. Today, when there are half a million
troops deployed overseas, the American population is 313
million. The country is twice as large, with half as many
troops deployed as fifty years ago.
What about the financial expense? Many
seem to believe that the cost of these deployments, and of
the armed forces generally, is a major contributor to the
soaring fiscal deficits that threaten the solvency of the
national economy. But this is not the case, either. As the
former budget czar Alice Rivlin has observed, the scary
projections of future deficits are not “caused by rising
defense spending,” much less by spending on foreign
assistance. The runaway deficits projected for the coming
years are mostly the result of ballooning entitlement
spending. Even the most draconian cuts in the defense budget
would produce annual savings of only $50 billion to $100
billion, a small fraction—between
4 and 8 percent—of
the $1.5 trillion in annual deficits the United States is
facing.
In 2002, when Paul Kennedy was marveling
at America’s ability to remain “the world’s single
superpower on the cheap,” the United States was spending
about 3.4 percent of GDP on defense. Today it is spending a
little under 4 percent, and in years to come, that is likely
to head lower again—still
“cheap” by historical standards. The cost of remaining the
world’s predominant power is not prohibitive.
If we are serious about this exercise in
accounting, moreover, the costs of maintaining this position
cannot be measured without considering the costs of losing
it. Some of the costs of reducing the American role in the
world are, of course, unquantifiable. What is it worth to
Americans to live in a world dominated by democracies rather
than by autocracies? But some of the potential costs could
be measured, if anyone cared to try. If the decline of
American military power produced an unraveling of the
international economic order that American power has helped
sustain; if trade routes and waterways ceased to be as
secure, because the U.S. Navy was no longer able to defend
them; if regional wars broke out among great powers because
they were no longer constrained by the American superpower;
if American allies were attacked because the United States
appeared unable to come to their defense; if the generally
free and open nature of the international system became less
so—if
all this came to pass, there would be measurable costs. And
it is not too far-fetched to imagine that these costs would
be far greater than the savings gained by cutting the
defense and foreign aid budgets by $100 billion a year. You
can save money by buying a used car without a warranty and
without certain safety features, but what happens when you
get into an accident? American military strength reduces the
risk of accidents by deterring conflict, and lowers the
price of the accidents that occur by reducing the chance of
losing. These savings need to be part of the calculation,
too. As a simple matter of dollars and cents, it may be a
lot cheaper to preserve the current level of American
involvement in the world than to reduce it.
PERHAPS THE GREATEST concern underlying
the declinist mood at large in the country today is not
really whether the United States can afford to continue
playing its role in the world. It is whether the Americans
are capable of solving any of their most pressing economic
and social problems. As many statesmen and commentators have
asked, can Americans do what needs to be done to compete
effectively in the twenty-first-century world?
The only honest answer is, who knows? If
American history is any guide, however, there is at least
some reason to be hopeful. Americans have experienced this
unease before, and many previous generations have also felt
this sense of lost vigor and lost virtue: as long ago as
1788, Patrick Henry lamented the nation’s fall from past
glory, “when the American spirit was in its youth.” There
have been many times over the past two centuries when the
political system was dysfunctional, hopelessly gridlocked,
and seemingly unable to find solutions to crushing national
problems—from
slavery and then Reconstruction, to the dislocations of
industrialization at the end of the nineteenth century and
the crisis of social welfare during the Great Depression, to
the confusions and paranoia of the early Cold War years.
Anyone who honestly recalls the 1970s, with Watergate,
Vietnam, stagflation, and the energy crisis, cannot really
believe that our present difficulties are unrivaled.
Success in the past does not guarantee
success in the future. But one thing does seem clear from
the historical evidence: the American system, for all its
often stultifying qualities, has also shown a greater
capacity to adapt and recover from difficulties than many
other nations, including its geopolitical competitors. This
undoubtedly has something to do with the relative freedom of
American society, which rewards innovators, often outside
the existing power structure, for producing new ways of
doing things; and with the relatively open political system
of America, which allows movements to gain steam and to
influence the behavior of the political establishment. The
American system is slow and clunky in part because the
Founders designed it that way, with a federal structure,
checks and balances, and a written Constitution and Bill of
Rights—but
the system also possesses a remarkable ability to undertake
changes just when the steam kettle looks about to blow its
lid. There are occasional “critical elections” that allow
transformations to occur, providing new political solutions
to old and apparently insoluble problems. Of course, there
are no guarantees: the political system could not resolve
the problem of slavery without war. But on many big issues
throughout their history, Americans have found a way of
achieving and implementing a national consensus.
When Paul Kennedy was marveling at the
continuing success of the American superpower back in 2002,
he noted that one of the main reasons had been the ability
of Americans to overcome what had appeared to him in 1987 as
an insoluble long-term economic crisis. American businessmen
and politicians “reacted strongly to the debate about
‘decline’ by taking action: cutting costs, making companies
leaner and meaner, investing in newer technologies,
promoting a communications revolution, trimming government
deficits, all of which helped to produce significant
year-on-year advances in productivity.” It is possible to
imagine that Americans may rise to this latest economic
challenge as well.
It is also reasonable to expect that other
nations will, as in the past, run into difficulties of their
own. None of the nations currently enjoying economic
miracles is without problems. Brazil, India, Turkey, and
Russia all have bumpy histories that suggest the route ahead
will not be one of simple and smooth ascent. There is a real
question whether the autocratic model of China, which can be
so effective in making some strategic decisions about the
economy in the short term, can over the long run be flexible
enough to permit adaptation to a changing international
economic, political, and strategic environment.
In sum: it may be more than good fortune
that has allowed the United States in the past to come
through crises and emerge stronger and healthier than other
nations while its various competitors have faltered. And it
may be more than just wishful thinking to believe that it
may do so again.
BUT THERE IS a danger. It is that
in the meantime, while the nation continues to struggle,
Americans may convince themselves that decline is indeed
inevitable, or that the United States can take a time-out
from its global responsibilities while it gets its own house
in order. To many Americans, accepting decline may provide a
welcome escape from the moral and material burdens that have
weighed on them since World War II. Many may unconsciously
yearn to return to the way things were in 1900, when the
United States was rich, powerful, and not responsible for
world order.
The underlying assumption of such a course
is that the present world order will more or less persist
without American power, or at least with much less of it; or
that others can pick up the slack; or simply that the
benefits of the world order are permanent and require no
special exertion by anyone. Unfortunately, the present world
order—with
its widespread freedoms, its general prosperity, and its
absence of great power conflict—is
as fragile as it is unique. Preserving it has been a
struggle in every decade, and will remain a struggle in the
decades to come. Preserving the present world order requires
constant American leadership and constant American
commitment.
In the end, the decision is in the hands
of Americans. Decline, as Charles Krauthammer has observed,
is a choice. It is not an inevitable fate—at
least not yet. Empires and great powers rise and fall, and
the only question is when. But the when does matter. Whether
the United States begins to decline over the next two
decades or not for another two centuries will matter a great
deal, both to Americans and to the nature of the world they
live in.
Robert Kagan is a senior fellow in
foreign policy at the Brookings Institution and a columnist
for The Washington Post. A
version of this essay will appear in his new book, The
World America Made, to be published
by Knopf this month. The publication of this essay is
supported by the Hertog/Simon Fund for Policy Analysis. This
article appeared in the February 2, 2012, issue of the
magazine.